Broker Check



Paul Brock


Paul Brock’s more than 30 years of financial services experience have fully prepared him to assist wealthy families with financial matters. As President of Paul H. Brock Associates, Paul helps clients carefully articulate and...
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Matthew H. Eaton, CLU, ChFC, CFP®

Director of Case Development

With more than 35 years of financial services experience, Matthew H. Eaton, CLU, ChFC, CFP® is skilled at evaluating a client’s current financial position, modeling future scenarios, conceptualizing opportunities to improve the...
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Brockton J. Somsen

Manager, Planning Implementation

Brock joined the firm in 2011 after five years with Edward Jones. His specialization is working with the planning team to ensure seamless implementation and maintenance. His broad knowledge of investments and taxation, coupled with his...

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Anna-Marie Smith, CLU, ChFC, CFP®, MSFS

Senior Manager, Financial Analysis

Anna-Marie (Marie) Smith, CLU, ChFC, CFP®, Senior Manager, Financial Analysis, has been associated with the firm for 20 years. Marie has comprehensive experience in the use of a variety of financial planning software programs and works...
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Andrew T. Doughty, CFP®

Director of Investment Implementation

Andrew T. Doughty, CFP®, joined the firm in 2013. Andrew oversees the implementation of client investment decisions, research on specific investments, and research on historical investment performance. He brings extensive knowledge and...
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